Leading<br>Your Team

Command Leadership

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Learning Objectives
By the end of this lesson the pilot will be able to:
Identify the key elements of followership
Explain the leadership continuum and its component parts
Describe the reasons to employ particular leadership styles in various situations

Leading Your Team

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Leading<br>Your Team

Command Leadership

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Key Facts About Followership
  • Follower Engagement
  • Follower Critical Thought
  • Kelley’s Followership Model

Followership

Command Leadership

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Key Facts About Followership

Every leader is, or once was, someone’s follower.

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Key Facts About Followership

Followership is the foundation of leadership. This is true for a few reasons: To perform effectively and within the confines of the rules, the leader must embody followership of his/her organizational leadership team To understand and empathize with followers, one must actively follow. To lead by example, a leader must demonstrate effective followership.

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Key Facts About Followership

Followership does not mean subservience. Followership is a component of leadership. Both the Leader and those led must exhibit the characteristics of followership when appropriate. Followers must be able to provide polite, candid, and critical feedback to the leader about his/her decisions and performance. Followers must be empowered to call-out deviations from that which is expected, mandated or briefed.

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Key Facts About Followership
Characteristics of good followers:
  • Competent
  • High Moral/Ethical Courage
  • Self-Motivated
  • Strong Work Ethic
  • Sound Judgment
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Guided Discussion

Why are these characteristics important for both Captain and First Officer? What Characteristics are Missing? Why are those important?

Characteristics of good followers:
  • Competent
  • High Moral/Ethical Courage
  • Self-Motivated
  • Strong Work Ethic
  • Sound Judgment
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Key Facts About Followership
  • Follower Engagement
  • Follower Critical Thought
  • Kelley’s Followership Model

Followership

Command Leadership

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Follower Engagement

Engagement (Active/Passive Behavior) The energy and attitude an individual has towards their job and/or objective.

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Follower Engagement

Each individual will engage with his/her work at varying levels. A primary indication of engagement is the level of energy and quality of attitude put into performing job tasks. There are numerous factors that affect an individual’s engagement

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Follower Engagement
Factors that Affect Engagement
A sense of purpose
A sense of mastery
A sense that he/she is trusted because of ability and demonstrated skill
Perceived autonomy
A sense of dignity and respect
Personal factors including: home-life, drugs and alcohol, financial strain

Daniel Pink, Drive, 2009

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Guided Discussion

What other factors can you think of that impact an individual’s engagement? What are some indicators of an individual’s level of engagement?

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Follower Engagement
Engagement (Active/Passive Behavior) Continuum
Individual engagement exists on a continuum, rather than a binary state (eg engaged/disengaged).

Active Behavior (Engaged)

Passive Behavior (Resigned)

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Follower Engagement
Engagement: The Leader’s Role
Individuals will have a base-line amount of engagement.
Part of the Captain’s job is to get the very best performance out of his/her crew. (Move the needle)

Passive Behavior (Resigned)

Active Behavior (Engaged)

Encourage
  • Trust
  • Delegate
  • Listen
  • Be approachable
Belittle
  • Ignore
  • Dismiss
  • Criticize
  • Complain
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Key Facts About Followership
  • Follower Engagement
  • Follower Critical Thought
  • Kelley’s Followership Model

Followership

Command Leadership

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Follower Critical Thought

Critical Thinking (Independent/Dependent) The ability to produce efficient and effective outcomes though the independent exercise of sound judgment, strong reasoning, and logical thinking.

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Follower Critical Thought

Pilots are generally selected for employment because of these abilities; however, certain circumstances may cause lapses in critical thinking.

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Guided Discussion

What factors might impact a pilot’s critical thinking ability?

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Follower Critical Thought
Factors that Critical Thinking
New Pilots
(Being non-standard will create a "new pilot" in the cockpit)
Cockpits with high power gradients
Cockpits with low, or flat power gradients (e.g., flying with friends, Captain-on-Captain, etc.)
Fatigue
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Follower Critical Thought
Critical Thought
Individual critical thought also exists on a continuum, rather than a binary state (eg engaged/disengaged).

High/Independent Critical Thinking

Low/Dependent Thinking

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Follower Critical Thought
Critical Thought the Captain’s Role
Slow down for new pilots
Avoid high power-gradients
Discuss expectations when flying with friends or other Captains
Fatigue: discuss and consider calling out Black to protect your crew
Maintain standards

High/Independent Critical Thinking

Low/Dependent Thinking

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Key Facts About Followership
  • Follower Engagement
  • Follower Critical Thought
  • Kelley’s Followership Model

Followership

Command Leadership

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Kelley’s Followership Model
High/Independent Critical Thinking

Ideal Follower

Alienated Follower

Survivor

Passive Behavior (Resigned)

Active Behavior (Engaged)

Conformist

Sheep

Low/Dependent Thinking

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Kelley’s Followership Model
High/Independent
Critical Thinking
Alienated Follower
  • Think freely and critically but are not engaged
  • Able but unwilling to help and participate
  • May allow mistakes to happen to prove superiority

Passive Behavior (Resigned)

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Kelley’s Followership Model
Passive Behavior
(Resigned)
Sheep
  • Do not think critically
  • Don’t know what they don’t know
  • Require perpetual supervision
  • Lack commitment and care
  • Will not challenge the Captain who has made a mistake or deviated

Low/Dependent Thinking

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Kelley’s Followership Model
Active Behavior
(Engaged)
Conformist (The Yes-Man)
  • Doesn’t know what you’re talking about but will agree emphatically
  • Deficient in time-management skills
  • Will not challenge the Captain who has made a mistake or deviated
  • Think: new First Officer

Low/Dependent Thinking

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Kelley’s Followership Model
High/Independent Critical Thinking
Survivor
  • May question a leader, but not often
  • Knows enough to maintain position
  • Stagnates in development but performs to satisfactory levels
  • Is helpful enough to keep others off his/her back

Passive Behavior (Resigned)

Active Behavior (Engaged)

Low/Dependent Thinking

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Kelley’s Followership Model
High/Independent
Critical Thinking
Ideal Follower
  • Independent critical thinking separate from the leader
  • Engages the leader with respect, confidence and candor
  • Queries or challenges the Captain when observing mistakes or deviations

Active Behavior (Engaged)

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Guided Discussion

Give an example of how a Captain can succeed or fail as a follower. How can a Captain encourage the First Officer to be the ideal follower?

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Key Facts About Followership
  • Follower Engagement
  • Follower Critical Thought
  • Kelley’s Followership Model

Followership

Command Leadership

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Leading<br>Your Team

Command Leadership

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Understanding the Pilot
  • Big Five Personality Traits
  • Styles of Leadership

Self-Assessment

Command Leadership

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Understanding the Pilot

Personal Strengths and Weaknesses Understanding our own strengths and weaknesses is the foundation to the effective leadership of others.

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Understanding the Pilot

Personal Strengths and Weaknesses There is almost no limit to the development of a person’s strengths. Developing weaknesses is necessary, but most people only achieve marginal results.

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Understanding the Pilot

Personal Strengths and Weaknesses The most effective individuals develop their strengths and mitigate their weaknesses.

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Guided Discussion

How can an individual mitigate weaknesses? Is it acceptable for a leader to divulge his/her weaknesses to those he/she leads?

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Understanding the Pilot

A blunt definition

pilot n. 1. An individual who performs an incredibly dangerous task, by controlling an infinite number of variables, to achieve consistently safe results. <br><br>2. An individual who makes order out of chaos.

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Understanding the Pilot
The Typical Pilot’s Internal World
Self-sufficient and Structured
  • Achievement-Driven/Goal-Oriented
  • Risk-averse
  • Routine
  • Concrete, linear, practical thinking
  • High Analytical and Spatial Intelligence (4D)
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Understanding the Pilot
The Typical Pilot’s External Interactions
Type A
  • Controlling
  • Competitive
  • Highly Concerned with Performance and Results
  • Compartmentalizer
  • Judgmental
  • Perfectionist
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Understanding the Pilot
Traits in a Typical Pilot

Low tolerance for ambiguity or grey areas (can’t control) Avoids situations/conversations that cannot be controlled (especially people and their feelings Anger when forced into situations out of their control Low Interpersonal Intelligence Reluctant to ask for help

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Self-Check

Why is being a Judgmental, Type-A, Performance-Driven, Perfectionist Compartmentalizer a good thing?

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Understanding the Pilot
Type-A, Performance-Driven Compartmentalizer
Traits and their effects
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Understanding the Pilot
Type-A, Performance-Driven Compartmentalizer (Continued)
Traits and their effects
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Understanding the Pilot
Pilots have Judgmental and Perfectionist Tendencies
Traits and their effects
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Understanding the Pilot
The Moral of the Pilot Fable

Many of the tools that make a skilled pilot also infringe on his/her ability to lead.

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Reflection
On the break, take some time to reflect on these pilot traits.
  • Do you have any of these traits?
  • Have these traits helped you in the cockpit?
  • How have these traits affected your interpersonal relationships?
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Understanding the Pilot
  • Big Five Personality Traits
  • Styles of Leadership

Self-Assessment

Command Leadership

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The Big-Five Personality Traits

Personality Traits

Open to Experience

Closed to Experience

Conscientiousness

Non-Conscientiousness

Extraversion

Introversion

Agreeableness

Disagreeableness

Emotional Stability

Emotional Instability

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The Big-Five Personality Traits

Open to Experience

Closed to Experience

Idealistic
  • Drawn to art
  • Large vocabulary
  • Interested in abstract thinking
  • Experimental
Conforming
  • Prefer routine
  • Interested in concrete ideas
  • Avoid hypotheticals
  • Risk Averse
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The Big-Five Personality Traits

Conscientious

Non-Conscientious

Prompt Prefers order Mindful Exacting

Late Messy Forgetful Careless

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The Big-Five Personality Traits

Extraversion

Introversion

Reclusive Quiet Pensive Prefers small groups

Gregarious
  • Talkative
  • Thinks out loud
  • Enjoys large groups
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The Big-Five Personality Traits

Agreeable

Disagreeable

Exhibits Empathy
  • Encourages Others
  • Directed by feelings
  • Tends to say yes
Pragmatic
  • Dismisses others
  • Directed by facts
  • Tends to say no
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The Big-Five Personality Traits

Emotional Stability

Emotional Instability

Consistent Affect
  • Relaxed Most of the Time
  • Generally satisfied
  • Unflappable

Volatile Irritated Easily Wound-up Moody

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The Big-Five Personality Traits

Relatively high emotional stability is expected in pilots. Of the remaining ”Big-Five” Personality Traits, which have the greatest impact on Cockpit performance?

Open to Experience

Conscientiousness

Extraversion

Agreeableness

Emotional Stability

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Blake-Mouton Managerial Grid

Conscientiousness – Concern for performance

Concern for performance

Blake-Mouton Managerial Grid This will help us perform a self-assessment of our personality trait tendencies and the atmosphere they may generate in the cockpit.

Agreeableness - Concern for people

Concern for people

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Understanding the Pilot
  • Big Five Personality Traits
  • Styles of Leadership

Self-Assessment

Command Leadership

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Blake-Mouton Managerial Grid

The grid has a scale of 1 thru 9 on each axis, rating concern for performance horizontally and concern for people vertically.

Concern for people

Concern for performance

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Blake-Mouton Managerial Grid

(9, 9) Effective Team Leadership

(1, 9) Country Club Leadership

(5, 5) Middle-of-the-Road Leadership

Concern for people

(1, 1) Impoverished Leadership

(9, 1) Produce-or-Perish Leadership

Concern for performance

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Blake-Mouton Managerial Grid

Country Club Leadership

High Concern for People Low Concern for Performance

”It doesn’t matter to me, whatever you think is best.”

Care highly what others think about them
  • Will sacrifice safety for harmony
  • Leave subordinates questioning ”Who’s in charge?”
  • Doesn’t emphasize performance expectations
High Risk Situations:
  • Friends flying with Friends
  • Captains flying with Captains
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Blake-Mouton Managerial Grid
Produce-or-Perish Leadership

Low Concern for People High Concern for Performance

”Clap your hands so I know you’re not touching anything.”

Don’t care at all what other’s think about them Will alienate the First Officer to have it his/her way Assumes the First Officer is less skilled Will dismiss the concerns of the First Officer—completely cuts FO out of decision making

High Risk Situations:
  • Abnormal Conditions
  • Flight Planning
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Blake-Mouton Managerial Grid
Impoverished Leadership

Low Concern for People Low Concern for Performance

”This is stupid, I just don’t care.”

  • Don’t care at all what others think about them or about the safety of the operation
  • Minimum effort: completely disengaged
  • Blames others for mistakes
  • Self-involved, disengaged

High Risk Situations: All situations

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Blake-Mouton Managerial Grid
Middle-of-the-Road Leadership

Somewhat Concerned for People Somewhat Concerned for Performance

”Good enough.”

Unremarkable performance (good or bad) Unremarkable interpersonal interaction (good or bad) Performs satisfactorily but makes petty mistakes Engages First Officer but fails to provide an atmosphere where mistakes can be pointed out and corrected consistently

High Risk Situations: Extraordinary situations requiring precise knowledge, skill or teamwork.

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Blake-Mouton Managerial Grid
Effective Team Leadership

Highly Concerned for People Highly Concerned for Performance

Utilizes empathy and understanding when addressing crew member mistakes Uses candor and tact

  • Exhibits strong flying skill, aircraft knowledge, SOP adherence and operational control discipline
  • Engages First Officer, motivating his/her crew towards continuous improvement
  • Is open to correction, critique and learning from his/her First Officer
  • Delegates effectively as trust is established
  • Seeks options from his/her crew

A Captain promoting Effective Team Leadership employs many options to manage high-risk situations and utilizes crew knowledge and other resources to make decisions.

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Blake-Mouton Managerial Grid
Where are You?

Self-Analysis: Are you above or below average when it comes to your concern for people or performance? How do you think your fellow crew members would evaluate you on this scale? Have you ever asked for frank feedback on these metrics?

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Guided Discussion

Discuss scenarios or threats that may lead to less than ideal leadership.

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Understanding the Pilot
  • Big Five Personality Traits
  • Styles of Leadership

Self-Assessment

Command Leadership

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Leading<br>Your Team

Command Leadership

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Styles of<br>Leadership

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The Leadership Continuum

Laissez-Faire

Command

Consultative

Democratic

Autocratic

Democratic
  • Democratic
  • Shared Decisions
  • Subordinate-Oriented
  • Diplomatic
  • Flat Gradient
Consultative
  • Team-Oriented
  • Collaborative
  • Mentor/Coach
  • Goal-Oriented
  • Shared Mental Model
  • Low Gradient
Autocratic
  • Task-Oriented
  • Directive
  • Transactional
  • Aversive
  • Aggressive
  • Harsh
  • High Gradient
Command
  • Authoritative
  • Interpersonal
  • Delegates
  • Firm
  • Medium Gradient
Laissez-Faire
  • Unstructured
  • Delegated Authority
  • Hand’s off
  • Disengaged
  • Loose
  • Negative Gradient
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The Leadership Continuum

Autocratic

Appropriate Response

Command

Consultative

Laissez-Faire

Democratic

High Available Time Little/No Risk

Low Available Time High Risk

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Power Gradient

Autocratic

Captain's Perceived Power

Command

Consultative

Laissez-Faire

Democratic

First Officer's Perceived Power

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The Leadership Continuum
Autocratic Leadership

“Do this now.”

Traits:
  • Dictatorial
  • Blunt
  • Non-Emotional
  • Unilateral Decision Making

When Autocratic Leadership is Appropriate: Extremely time-constrained Operationally critical situations such as emergencies where immediate action must be taken When a pilot is “sheep” follower (see followership)

Generally unfavorable for normal operations First Officer may feel intimidated and unable to speak up

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The Leadership Continuum
Command Leadership

“This is what we’re going to do.”

Traits:
  • Assertive
  • Seeks information and minimal advice
  • Delegates
  • Consultative Decision Making
  • Firm

When Command Leadership is Appropriate: Rapidly changing situations Operationally critical situations where timely, but not immediate, decisions must be made When First Officer is still learning his/her job or lacks confidence

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The Leadership Continuum
Consultative Leadership

“We could do this. What do you think?”

Traits:
  • Assertive and engaging
  • Encourages discussion
  • Seeks solutions and advice
  • Draws on crewmembers’ experience
  • Delegates
  • Collaborative Decision Making
  • Strives for shared mental model

When Consultative Leadership is Appropriate: Most standard cockpit operations Operationally abnormal situations where jeopardy is not likely and options are plentiful Competent and experienced crewmembers

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The Leadership Continuum
Democratic Leadership

“What are our options? What do you prefer?”

Traits:
  • Engaged but detached from outcome
  • Encourages discussion
  • Provides solutions and advice
  • Relies on crewmembers’ experience
  • Collaborative Decision Making
  • Strives for shared mental model
When Democratic Leadership is Appropriate:
  • Highly competent crewmembers
  • Benign or trivial decisions/circumstances
  • Matters of preference or technique
  • Low risk/Low probability hazards
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The Leadership Continuum
Laissez-Faire Leadership

“Whatever you think is best.”

Traits:
  • Passive
  • Disengaged
  • Unstructured
  • Aloof
When Laissez-Faire Leadership may be Appropriate:
  • Selecting/Extending hotel rooms
  • Ordering catering

Notes: Laissez-Faire Leadership is not appropriate in the cockpit setting. Even the most competent pilots require leadership and structure to perform effectively.

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The Leadership Continuum
Laissez-Faire Leadership

Standards Captains may project an air of Laissez-Faire leadership while conducting upgrade line training; however, he/she will remain the final authority, and intervene when Upgrade Candidates make errors.

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The Leadership Continuum
The Leadership Continuum

Most Normal and Abnormal Operations

Autocratic

Autocratic

Command

Appropriate Response

Consultative

Laissez-Faire

Democratic

High Available Time Little/No Risk

Low Available Time High Risk

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Guided Discussion

Give an example of a time when Autocratic leadership is appropriate. Describe the mood of a cockpit where the Captain only employs Autocratic leadership. What are the risks? What does “power gradient” mean to you? What is an ideal power gradient in a cockpit? Give an example of Democratic Leadership. When is it appropriate? Are there risks associated with full-time Democratic Leadership?

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Guided Discussion

Do you agree that Laissez-Faire leadership is not appropriate for the cockpit? Why or why not. A First Officer lacks confidence, and you’ve noticed him make numerous errors in planning and with automation. What level of leadership would you use? A First Officer has been selected as a candidate for upgrade. She would like to fly a little more this rotation and take a more active role in planning. You evaluate her skills as excellent. What level of leadership would you use?

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Leading<br>Your Team

Command Leadership

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Situational<br>Leadership

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Situational Leadership

From what we’ve learned, which is the best style of leadership?

There is no best style.
  • The leadership style used depends on:
  • the situation/time available, and
  • those being led
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Situational Leadership

In the cockpit, who should adapt to whom?

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Situational Leadership

Ask yourself the following: Does a First Officer who must adapt to a Captain’s methods experience autonomy? Does a First Officer who is forced to adapt to a Captain’s methods experience a sense of trust? Will that pilot feel that his/her contribution has purpose? Does a First Officer who is continually told to do something differently feel a sense of mastery? Will a First Officer who has adapted to the Captain be inclined to speak up when something doesn’t seem right?

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Situational Leadership

A First Officer who has no sense of Trust, Purpose, Mastery or Autonomy is not a pilot, he or she is a secretary. How can we prevent this?

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Situational Leadership

Consider: A Captain’s position is not threatened by adjusting to suit the experience, capabilities and needs of the First Officer. But a First Officer who adjusts to suit the Captain cannot perform to the best of his/her ability.

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Guided Discussion

Give examples of ways a Captain can adapt to: Brand New First Officer First Officer who has been selected for Upgrade First Officer who has failed upgrade and is disengaged First Officer who flies well, but doesn’t follow the rules Paired with another Captain who is junior and is rushing you Paired with another Captain who is older than you, has more experience, but is green in his/her seat position

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Leading<br>Your Team

Command Leadership

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Lesson Complete
By the end of this lesson the pilot will be able to:
Identify the key elements of followership
Explain the leadership continuum and its component parts
Describe the reasons to employ specific leadership styles in various situations

Leading Your Team

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Lesson Complete

Questions. Next Lesson: Effective Communication

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